Ballast

Regulatory Capital & Basel/FRTB

Agent StatusAll Active

Prudential Reporting Team

Regulatory Capital Group

Regulatory Data Quality & Lineage

BCBS 239 data governance: source-to-report lineage, GL reconciliation and data quality scoring

GL Lines Reconciled

92,840

Overall Data Quality Score

98.9%

Open Exceptions

23

Lineage Breaks (30d)

3

DatasetCheckExceptionsCoverageStatus
General Ledger — Trial BalanceGL-to-Regulatory Warehouse Reconciliation499.8% Pass
Credit Exposures — RetailMandatory Field Completeness1298.1% Pass
Trading Book PositionsSource-to-Report Lineage Break399.9% Pass
Counterparty Reference DataDuplicate / Orphan Entity Detection497.4% Exceptions Open
Collateral & CRM DataCross-System Value Tolerance0100% Pass

About This Agent

Data on This Page

Data quality checks per dataset (GL reconciliation, field completeness, lineage breaks, duplicate detection, cross-system tolerance) with exception counts, coverage percentage and pass/exception status. Stat tiles show GL lines reconciled (92,840), the overall data quality score (98.9%), open exceptions (23), and lineage breaks in the last 30 days.

What This Agent Does

Runs BCBS 239-aligned data governance checks across every dataset feeding the regulatory capital calculations, traces each reported figure back to its source system (source-to-report lineage), reconciles the regulatory data warehouse against the general ledger nightly, and scores data quality per dataset so every other agent can trust the inputs it consumes.

Worked Examples

  • Counterparty reference data has 4 open exceptions from duplicate legal entity records created by two separate onboarding systems — routed for master data remediation.
  • GL-to-warehouse reconciliation matched 92,840 of 92,844 lines this cycle; the 4 unmatched lines relate to a manual year-end adjustment not yet tagged for regulatory reporting.
  • Trading book position lineage flagged 3 breaks where a risk system feed timestamp fell outside the expected nightly batch window.