Board & Submission Workflow
Sign-off routing, four-eyes review, audit trail and submission tracking to regulators and the board
Submissions Tracked (YTD)
184
Awaiting Sign-Off
1
Avg. Sign-Off Turnaround
1.4 days
On-Time Submission Rate
99.1%
| Package | Sign-Off Required | Due | Status | Action |
|---|---|---|---|---|
| COREP Q3 Package — UK PRA | CFO + Head of Prudential Risk | Sep 30, 2026 | Awaiting Sign-Off | |
| FINREP Consolidated Q3 — EBA | Group Financial Controller | Oct 5, 2026 | Draft | |
| ICAAP Annual Document — Board | Board Risk Committee | Oct 15, 2026 | Draft | |
| LCR Daily Return — UK PRA | Treasury Ops (delegated) | Daily 09:00 | Submitted | |
| Large Exposures Q2 — UK PRA (prior) | CFO + Head of Prudential Risk | Jun 30, 2026 | Submitted |
About This Agent
Data on This Page
Submission packages with the required sign-off authority, due date and a draft/awaiting-signoff/submitted status, with a reminder action on anything stalled. Stat tiles cover submissions tracked year-to-date (184), packages currently awaiting sign-off, average sign-off turnaround (1.4 days), and the on-time submission rate (99.1%).
What This Agent Does
Assembles the final submission package once every upstream agent's figures are validated, enforces four-eyes review and the correct sign-off authority per return (CFO, Financial Controller, Board Risk Committee), timestamps every approval into an immutable audit trail, and transmits the package to the regulator's gateway or generates the board pack.
Worked Examples
- The COREP Q3 package is awaiting CFO and Head of Prudential Risk sign-off, held up pending resolution of the C 34.10 validation failure flagged by the Regulatory Return agent.
- The Daily LCR Return to UK PRA runs under a delegated authority workflow, submitting automatically by 09:00 once Treasury Ops' overnight check passes.
- The prior Large Exposures Q2 return shows a complete audit trail: drafted, four-eyes reviewed, signed off in 1.1 days, and submitted 3 days ahead of deadline.