Ballast

Regulatory Capital & Basel/FRTB

Agent StatusAll Active

Prudential Reporting Team

Regulatory Capital Group

Large Exposures & Concentration Risk

Large exposure limit monitoring against Tier 1 capital and connected counterparty aggregation

Counterparties Monitored

312

Connected Groups Aggregated

64

Near-Limit Exposures

1

Largest Single Exposure

24.9%

Counterparty / Connected GroupExposure% of Tier 1Regulatory LimitStatus
Solera Industrial Holdings Group£412M9.8%25% Within Limit
Northwind Infrastructure Partners£380M9.0%25% Within Limit
Castellan Retail Group (connected)£1,048M24.9%25% Near Limit
Aurelia Shipping & Logistics£296M7.0%25% Within Limit
Meridian Interbank — Overnight Book£620M14.7%25% Within Limit

About This Agent

Data on This Page

Exposures per counterparty and connected group, shown as an absolute amount and as a percentage of eligible Tier 1 capital against the 25% regulatory limit. Stat tiles cover total counterparties monitored (312), connected groups aggregated (64), near-limit exposures (1), and the single largest exposure percentage.

What This Agent Does

Aggregates exposure across legal entities, products and connected-client groupings (using ownership and economic-dependency links), recalculates each group's exposure as a percentage of Tier 1 capital whenever RWA or capital changes, and escalates any group approaching the 25% large exposure limit before a breach occurs.

Worked Examples

  • Castellan Retail Group's connected exposure of £1,048M sits at 24.9% of Tier 1 — 0.1pp from breach — after two subsidiaries were newly linked via a shared parent guarantee.
  • Meridian's overnight interbank book (£620M, 14.7% of Tier 1) is tracked separately from corporate exposures given its short-dated, collateralised nature.
  • Northwind Infrastructure Partners' exposure held flat at £380M this quarter following a scheduled amortization on its project finance facility.